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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $2,981 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $271,760 | $129,095+110.5% | $184,200+47.5% | $77,671+249.9% |
| Participation rate | 98.6% | 87.3%+11.3pp | 86.8%+11.8pp | 70.6%+28.0pp |
| Annual return | 16.83% | 33.29%-16.5pp | 28.80%-12.0pp | 31.21%-14.4pp |
| Employer contribution / active EE | $13,466 | $4,410+205.4% | $6,424+109.6% | $2,726+393.9% |
| Participant deferral / active EE | $22,354 | $7,300+206.2% | $9,132+144.8% | $4,648+381.0% |
| Admin fee / account holder | $11 | $256-95.7% | $13,907-99.9% | $430-97.5% |