Filings through .
Filed May 20, 2024
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| Provider | Service type | Compensation |
|---|---|---|
KESTRA FINANCIAL10+ years Filed as: KESTRA INVESTMENT SERVICES LLC Service code 49 · EIN 74-2794194 | Other Services | $40,096 |
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $21,280 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
21 funds of $250K or more; 17 lines in all, holding $35.2M of the plan's $35.9M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 61% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $21.5M | 61.2% |
| Principal Life Insurance Company Large Cap S&P 500 Index Principal · Insurance contract IndexRecordkeeper's own fund | $4.4M | 12.5% |
| Research Company Fidelity Management & FID LG CAP GR IDX Fidelity (FMR) · Mutual fund Index | $2.2M | 6.2% |
| Stable Value I1 Fund Manager not matched · Stable value Stable value | $1.3M | 3.7% |
| Principal Life Insurance Company Small Cap S&P 600 Index Principal · Insurance contract IndexRecordkeeper's own fund | $1.1M | 3.1% |
| JP Morgan Investment Mgmt, Inc. Mid Cap Growth R6 Fund JPMorgan · Mutual fund | $990K | 2.8% |
| Principal Life Insurance Company Mid Cap S&P 400 Index Principal · Insurance contract IndexRecordkeeper's own fund | $697K | 2.0% |
| MFS Investment Manager International Diversification R6 Fund MFS (Sun Life) · Mutual fund | $672K | 1.9% |
| Bond Market Index Fund Principal · Insurance contract IndexRecordkeeper's own fund | $496K | 1.4% |
| Great Gray Trust Company Inst AM Core Pl Fixed Income CIT N Manager not matched · Collective trust | $419K | 1.2% |
Added 1 fund, dropped 4 funds, likely replaced 1 fund. Moved 1 fund from mutual fund to collective trust.
| Fund | Year-end value |
|---|---|
| Mutual fund to collective trustPrincipal LifeTime Hybrid 2030 Fund to Principal LifeTime 2030 Trust | $18.4M to $21.5M |
| DroppedPrincipal Real Estate | $568K |
| DroppedHartford Core Equity Fund Class R4 | $537K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.