Filings through .
Filed November 9, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $29,681 |
PRINCIPAL FINANCIAL GROUP9 years Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $7,364 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
19 funds of $250K or more; 16 lines in all, holding $31.1M of the plan's $35.0M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 45% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $14.1M | 45.2% |
| Prin LgCap S&P 500 Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $8.6M | 27.5% |
| Morley Stable Value I Fund Principal · Stable value Stable valueRecordkeeper's own fund | $1.8M | 5.7% |
| Pooled Separate Accounts Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $1.4M | 4.4% |
| Prin Diversified Intl SA-Z Principal · Insurance contract Recordkeeper's own fund | $1.1M | 3.7% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $818K | 2.6% |
| Principal Life Insurance Company Prin SmCap S&P 600 Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $736K | 2.4% |
| Prin Intl Equity Index SA-R6 Principal · Insurance contract IndexRecordkeeper's own fund | $553K | 1.8% |
| The Hartford Balanced Income Fund Class R5 Hartford Funds · Mutual fund | $550K | 1.8% |
| General Principal Guaranteed Interest Principal · Insurance contract Recordkeeper's own fund | $405K | 1.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.