Filings through .
Filed May 7, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $119,905 |
NOVA 401(K) ASSOCIATES5 years Filed as: NOVA 401K ASSOCIATES Service code 49 · EIN 20-1181458 | Other Services | $7,479 |
11 funds of $250K or more; 18 lines in all, holding $16.2M of the plan's $16.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 93% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $15.1M | 93.1% |
| Principle Fixed Income Manager not matched · Insurance contract | $430K | 2.7% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $265K | 1.6% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $161K | 1.0% |
| Heartland Value Fund Manager not matched · Mutual fund | $48K | 0.3% |
| Nomura Mid Cap Growth Fund Manager not matched · Mutual fund | $36K | 0.2% |
| MFS Blended Research Int'l Fund MFS (Sun Life) · Mutual fund | $26K | 0.2% |
| Real Estate Securities Fund Principal · Mutual fund Recordkeeper's own fund | $25K | 0.2% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $24K | 0.1% |
| Columbia Dividend Income Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $20K | 0.1% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedAm Fd s2020 Trgt Dte Rtm R6 Fd | $323K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line, 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.