Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 · EIN 52-2114207 | Other Commissions | $11,273 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,131 |
7 funds of $250K or more; 14 lines in all, holding $6.0M of the plan's $6.3M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Fidelity Freedom, mutual fund, 60% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Fidelity (FMR) · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $3.6M | 60.4% |
| Columbia Large Cap Index Fund Ameriprise (Columbia Threadneedle) · Mutual fund Index | $842K | 14.0% |
| Putnam Stable Value Fund Franklin Templeton · Stable value Stable value | $563K | 9.3% |
| ClearBridge Small Cap Growth Fund Class A Franklin Templeton · Mutual fund Possible retail class A | $247K | 4.1% |
| Columbia Balanced Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $183K | 3.0% |
| Amcap Fund Class R-4 Capital Group · Mutual fund | $175K | 2.9% |
| Balanced Fund John Hancock (Manulife) · Mutual fund | $130K | 2.2% |
| Victory Sycamore Established Value Fund Victory Capital · Mutual fund | $127K | 2.1% |
| Cohen & Steers Real Estate Securities Fund Cohen & Steers · Mutual fund | $76K | 1.3% |
| Columbia Mid Cap Index Fund Ameriprise (Columbia Threadneedle) · Mutual fund Index | $20K | 0.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.