Filed March 15, 2019
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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $113,278 |
Service code 99 · EIN 47-1411118 | Other Fees | $47,905 |
Filed as: ALERA INVESTMENT ADVISORS Service code 99 · EIN 81-4473358 | Other Fees | $11,286 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,787 | $45,109-18.4% | $85,240-56.8% | $77,762-52.7% |
| Participation rate | 76.7% | 48.7%+28.0pp | 67.5%+9.2pp | 70.6%+6.1pp |
| Annual return | 28.23% | 79.55%-51.3pp | 66.75%-38.5pp | 31.27%-3.0pp |
| Employer contribution / active EE | $870 | $1,602-45.7% | $2,735-68.2% | $2,728-68.1% |
| Participant deferral / active EE | $3,279 | $2,814+16.5% | $4,527-27.6% | $4,651-29.5% |
| Admin fee / account holder | $123 | $915-86.5% | $6,165-98.0% | $433-71.5% |