Filings through .
Filed April 27, 2017
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $60,177 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
21 funds of $250K or more; 12 lines in all, holding $72.6M of the plan's $73.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 60% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $43.2M | 59.5% |
| b Fidelity 500 Index Fundbb Fidelity (FMR) · Mutual fund Index | $12.5M | 17.2% |
| b Fidelity Extended Market Index Fund Fidelity (FMR) · Mutual fund Index | $3.8M | 5.2% |
| b JP Morgan US Equity R6 JPMorgan · Mutual fund | $3.7M | 5.1% |
| WTC CIF II Smid Cap Research Equity S Common Collective Trust Wellington · Collective trust | $2.0M | 2.8% |
| b Fidelity Total Int Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 2.1% |
| b MFS Int Equity Class 3A Fund MFS (Sun Life) · Collective trust | $1.3M | 1.7% |
| b PIMCO Real Return Institutional Mutual Funds PIMCO (Allianz) · Mutual fund | $1.2M | 1.7% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $1.1M | 1.6% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 1.5% |
Added 3 funds, dropped 4 funds.
| Fund | Year-end value |
|---|---|
| Addedb JP Morgan US Equity R6 | $3.7M |
| DroppedWestern Asset CR Pls BD IS FD | $2.6M |
| DroppedPrin LargeCap Growth I SA-R6 | $2.5M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 5 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.