Filings through .
Filed December 11, 2018 (most recent of 2 filings on file)
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Total covered: 42 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $7,211 |
16 funds of $250K or more; 33 lines in all, holding $25.2M of the plan's $29.1M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: American Funds Target Date, mutual fund, 2% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Cost value Mutual funds Ish Manager not matched · Mutual fund | $6.3M | 24.9% |
| iShares MSCI EAFE International Index Fund Class K BlackRock · ETF Index | $3.1M | 12.4% |
| Ishares Russel Mid Cap Index BlackRock · ETF Index | $2.7M | 10.6% |
| Western Asset Core Plus Franklin Templeton · Other | $1.8M | 7.2% |
| Voya Gnma Income Fund Voya · Mutual fund | $1.8M | 7.1% |
| Ishares Russell 2000 Small CP K BlackRock · ETF Index | $1.6M | 6.2% |
| MFS International Growth Fund R6 MFS (Sun Life) · Mutual fund | $1.2M | 4.9% |
| Hartford Schroders Intl Hartford Funds · Mutual fund | $986K | 3.9% |
| Columbia Dividend Income Fund Institutional Class Ameriprise (Columbia Threadneedle) · Mutual fund | $841K | 3.3% |
| Janus Henderson Balanced Fund Janus Henderson · Mutual fund | $831K | 3.3% |
Added 3 funds, dropped 5 funds. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| AddedCost value Mutual funds Ish | $6.3M |
| DroppedIshares S&P 500 Index FD CL K | $5.1M |
| DroppedWestern Asset Core Bond Fund Class IS | $2.1M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 3 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.