Filings through .
Filed June 25, 2018
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $62,305 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $20,483 |
12 funds of $250K or more; 36 lines in all, holding $13.7M of the plan's $17.5M. From the 2024 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Growth Portfolio Capital Group · Mutual fund | $1.7M | 12.6% |
| Principal Life Insurance Company Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $1.7M | 12.5% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.5M | 11.1% |
| rate of interest, collateral, par or maturity value. Insurance Company General Lincoln N Lincoln Financial · Insurance contract | $1.4M | 10.0% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.2M | 8.7% |
| Lvip State Street S&P 500 Index Fund State Street (SSgA) · Mutual fund Index | $1.0M | 7.5% |
| Lvip Dimensional U.S. Core Equity 1 Fund Dimensional · Mutual fund | $956K | 7.0% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $816K | 6.0% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $787K | 5.7% |
| American Funds Growth and Income Portfolio Capital Group · Mutual fund | $389K | 2.8% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.