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| Provider | Service type | Compensation |
|---|---|---|
CONVERSE TEAM FINANCIAL SERVICES1 year Service code 15 · EIN 33-3376014 | Recordkeeping | $29,115 |
NATIONWIDE7+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $28,933 |
Filed as: KEATING & ASSOCIATES, INC., Service code 15 · EIN 48-0922953 | Recordkeeping | $7,890 |
Service code 15 1011 POYNTZ AVE. · MANHATTAN, KS 66502 | Recordkeeping | $7,869 |
5 funds of $250K or more; 17 lines in all, holding $5.2M of the plan's $5.3M. From the 2024 filing. Recordkeeper: Keating Financial Advisory Services.
Target-date series: Nuveen Lifecycle Index, mutual fund, 82% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 11 vintages | $4.2M | 81.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $215K | 4.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $196K | 3.8% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $72K | 1.4% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $72K | 1.4% |
| Vanguard Dividend Growth Fund Investor Shares Vanguard · Mutual fund | $61K | 1.2% |
| Vanguard Health Care Fund Admiral Shares Vanguard · Mutual fund | $54K | 1.0% |
| The Hartford Balanced Income Fund Class R5 Hartford Funds · Mutual fund | $46K | 0.9% |
| Nationwide Geneva Small Cap Growth Nationwide · Other | $42K | 0.8% |
| Invesco Discovery Mid Cap Growth Fund Class Y Invesco · Mutual fund | $42K | 0.8% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.