Retirement plan

BARTLETT & WEST, INC. 401(K) PROFIT SHARING PLAN

Name: BARTLETT & WEST, INC. - BARTLETT & WEST, INC. 401(K) PROFIT SHARING PLAN (2015) Form 5500
Creator: BARTLETT & WEST, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BARTLETT & WEST, INC. 401(K) PROFIT SHARING PLAN, BARTLETT & WEST, INC.

BARTLETT & WEST, INC.EIN 48-0770612Plan #002PY 2015

1200 SW EXECUTIVE DR. - TOPEKA, KS 66615785-272-2252bartlettwest.comLinkedIn201-500 employeescivil engineering

Other plans on this EIN

1 filing

#001Retirement-$48.1M assets

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$22.5M

No prior year

Total participants

496

No prior year

Average account balance

$52,290

No prior year

Annual return

-3.08%

No prior year

Benchmarks

See 2,331 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,331 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$55.61M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$101K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

548

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

94.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.37M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+17.88%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$225

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE1+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$72,322
CLARK, SCHAEFER, HACKETT & CO.1+ years Filed as: CLARK LANZEN SKALLA INVESTMENT FIRM Service code 51 17605 WRIGHT ST. · OMAHA, NE 68130	Investment Mgmt Fees	$31,276
RETIREMENT SYSTEMS OF CALIFORNIA1+ years Service code 13 21021 VENTURA BL., SUITE 300 · WOODLAND HILLS, CA 91364	Contract Administrator	$4,500
ROYAL ALLIANCE ASSOCIATES INC1+ years Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 52 ONE WORLD FINANCIAL CTR FL 15 · NEW YORK, NY 10281	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SUMMERS, SPENCER & COMPANY, P.A.
Auditor EIN: 481215584
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$52,290

$88,324-40.8%

$115,038-54.5%

$55,191-5.3%

Participation rate

85.6%

72.5%+13.1pp

81.4%+4.2pp

69.2%+16.4pp

Annual return

-3.08%

6.30%-9.4pp

26.14%-29.2pp

10.78%-13.9pp

Employer contribution / active EE

$901

$2,805-67.9%

$4,608-80.5%

$1,899-52.6%

Participant deferral / active EE

$4,942

$5,042-2.0%

$6,026-18.0%

$3,046+62.2%

Admin fee / account holder

$105-100.0%

$8,175-100.0%

$91-100.0%

Provider

Service type

Compensation

NATIONWIDE1+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$72,322

CLARK, SCHAEFER, HACKETT & CO.1+ years

Filed as: CLARK LANZEN SKALLA INVESTMENT FIRM

Service code 51

17605 WRIGHT ST. · OMAHA, NE 68130

Investment Mgmt Fees

$31,276

RETIREMENT SYSTEMS OF CALIFORNIA1+ years

Service code 13

21021 VENTURA BL., SUITE 300 · WOODLAND HILLS, CA 91364

Contract Administrator

$4,500

ROYAL ALLIANCE ASSOCIATES INC1+ years

Filed as: ROYAL ALLIANCE ASSOCIATES, INC.

Service code 52

ONE WORLD FINANCIAL CTR FL 15 · NEW YORK, NY 10281

Indirect Investment Fees

BARTLETT & WEST, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

BARTLETT & WEST, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion