Filings through .
Filed September 21, 2018
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $67,567 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 27 · EIN 43-1451524 | Advisory (Plan) | $23,047 |
WITHUMSMITH+BROWN, PC3 years Filed as: BROWN STRAUSS, INC. Service code 13 · EIN 47-2673099 | Contract Administrator | $0 |
21 funds of $250K or more; 18 lines in all, holding $28.9M of the plan's $30.2M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: T. Rowe Price Retirement, mutual fund, 46% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 12 vintages | $13.3M | 46.1% |
| Fully benefit-responsive investment contract Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $6.6M | 22.7% |
| LargeCap S&P 500 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $2.2M | 7.7% |
| Principal LargeCap Growth Principal · Mutual fund Recordkeeper's own fund | $1.5M | 5.2% |
| Vanguard Dividend Growth Fund Investor Shares Vanguard · Mutual fund | $1.1M | 3.8% |
| SmallCap S&P 600 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $628K | 2.2% |
| MidCap S&P 400 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $526K | 1.8% |
| Eaton Vance Atlantic Capital Smid-Cap Fund Morgan Stanley · Mutual fund | $515K | 1.8% |
| MFS Value Fund MFS (Sun Life) · Mutual fund | $511K | 1.8% |
| T. Rowe Price New Horizons Fund, Inc. T. Rowe Price · Mutual fund | $418K | 1.4% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.