Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $15,829 |
Filed as: AMERIPRISE FINANCIAL Service code 27 327 N 17TH AVE · WAUSAU, WI 54401 | Advisory (Plan) | $12,307 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
10 funds of $250K or more; 20 lines in all, holding $5.8M of the plan's $6.0M. From the 2025 filing. Recordkeeper: Epic Retirement Plan Services.
Target-date series: Schwab Target Index, mutual fund, 44% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Schwab Target Index Charles Schwab · Mutual fund Target-date, 12 vintages | $2.5M | 43.7% |
| Growth Fund OF America Class R-6 Capital Group · Mutual fund | $551K | 9.5% |
| Schwab S&P 500 Index Fund Charles Schwab · Mutual fund Index | $475K | 8.2% |
| American Funds American Mutual R6 Capital Group · Mutual fund | $396K | 6.8% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $358K | 6.1% |
| CIT III for MetLife GAC No. 25554 J MetLife · Collective trust | $286K | 4.9% |
| Allspring Special Mid Cap Value Fund Class R6 Allspring · Mutual fund | $182K | 3.1% |
| Allspring Special Small Cap Value Fund Class R6 Allspring · Mutual fund | $162K | 2.8% |
| Federated Hermes Total Return Bond Fund Class R6 Shares Federated Hermes · Mutual fund | $160K | 2.7% |
| New World Fund (R6) Capital Group · Mutual fund | $132K | 2.3% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.