Filings through Oct 24, 2026.

Retirement plan

Smith Noble Home, Inc 401(k) Plan

Name: SMITH NOBLE HOME, INC - SMITH NOBLE HOME, INC 401(K) PLAN (2024) Form 5500
Creator: SMITH NOBLE HOME, INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SMITH NOBLE HOME, INC 401(K) PLAN, SMITH NOBLE HOME, INC

Smith Noble Home, IncEIN 45-5170499Plan #001PY 2024

18 TECHNOLOGY DRIVE, SUITE 122 - IRVINE, CA 92618949-771-2647smithandnoble.comLinkedIn201-500 employeesretail

Prospect flagsFailed to transmit contributionsPossible retail share class: $77KFund lineup: 8 funds, $5.4M

How to read this page

Total assets (EOY)

$5.5M

-21.0% from 2023

Total participants

207

-13.4% from 2023

Average account balance

$30,259

-8.4% from 2023

Annual return

12.02%

-4.59 pp from 2023

Benchmarks

See 2,320 peers

Peer group

Industry44 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort2,320 peers

Snapshot2024

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Analytics

See the 10-year trajectory with Pro.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
RAYMOND JAMES FINANCIAL SERVICES7 years Filed as: RAYMOND JAMES FINANCIAL SERVICE Service code 15 · EIN 59-2937883	Recordkeeping	$13,391
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745	Recordkeeping	$6,158
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984	Other Services	$0

Fund lineup

CSV with Pro

8 funds of $250K or more; 17 lines in all, holding $5.4M of the plan's $5.5M. From the 2024 filing. Recordkeeper: Raymond James Financial Services.

In collective trusts8%median 0% for plans of $5M to $50M (40,449 plans)

In index funds11%median 22% for plans of $5M to $50M (40,449 plans)

In the main target-date series70%median 39% for plans of $5M to $50M (40,449 plans)

Employer stockNo

Target-date series: T. Rowe Price Retirement, mutual fund, 70% of fund dollars

Fund	Manager	Vehicle	Dollars	% of funds%
T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 10 vintages	T. Rowe Price	Mutual fund	$3.8M	70.4%
JPMorgan Growth Advantage Fund Class R4 JPMorgan · Mutual fund	JPMorgan	Mutual fund	$307K	5.7%
State Street S&P 500 Index Securities Lending State Street (SSgA) · Collective trust Index	State Street (SSgA)	Collective trust	$284K	5.2%
Washington Mutual Investors Fund Capital Group · Mutual fund	Capital Group	Mutual fund	$235K	4.3%
Russell Small Cap Index Securities N/R State Street (SSgA) · Mutual fund Index	State Street (SSgA)	Mutual fund	$170K	3.1%
Janus Henderson Triton Fund Class S Janus Henderson · Mutual fund	Janus Henderson	Mutual fund	$142K	2.6%
T. Rowe Price Retirement Balanced Advisor Fund T. Rowe Price · Mutual fund	T. Rowe Price	Mutual fund	$130K	2.4%
SSgA S&P Midcap Index Non-Lending Series Fund State Street (SSgA) · Collective trust Index	State Street (SSgA)	Collective trust	$125K	2.3%
Janus Henderson Enterprise Fund Class S Janus Henderson · Mutual fund	Janus Henderson	Mutual fund	$90K	1.7%
PIMCO Income Fund Class A PIMCO (Allianz) · Mutual fund Possible retail class A	PIMCO (Allianz)	Mutual fund	$74K	1.4%

See the other 7 lines in this lineup with Pro.

Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$20K

$166 / participant

Recordkeeping$6K31.5%
Investment mgmt$13K68.5%

% of EOY assets

0.357%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: BAKER TILLY US LLP
Auditor EIN: 301413443
Audit fees: (not subdivided)
Opinion code: Unqualified

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Provider

Service type

Compensation

RAYMOND JAMES FINANCIAL SERVICES7 years

Filed as: RAYMOND JAMES FINANCIAL SERVICE

Service code 15 · EIN 59-2937883

Recordkeeping

$13,391

ADP BROKER-DEALER5 years

Filed as: ADP, INC.

Service code 15 · EIN 13-3036745

Recordkeeping

$6,158

ADP BROKER-DEALER10+ years

Service code 49 · EIN 22-3319984

Other Services

Fund

Dollars

% of funds%

T. Rowe Price Retirement

T. Rowe Price · Mutual fund

Target-date, 10 vintages

$3.8M

70.4%

JPMorgan Growth Advantage Fund Class R4

JPMorgan · Mutual fund

$307K

5.7%

State Street S&P 500 Index Securities Lending

State Street (SSgA) · Collective trust

Index

$284K

5.2%

Washington Mutual Investors Fund

Capital Group · Mutual fund

$235K

4.3%

Russell Small Cap Index Securities N/R

State Street (SSgA) · Mutual fund

Index

$170K

3.1%

Janus Henderson Triton Fund Class S

Janus Henderson · Mutual fund

$142K

2.6%

T. Rowe Price Retirement Balanced Advisor Fund

T. Rowe Price · Mutual fund

$130K

2.4%

SSgA S&P Midcap Index Non-Lending Series Fund

State Street (SSgA) · Collective trust

Index

$125K

2.3%

Janus Henderson Enterprise Fund Class S

Janus Henderson · Mutual fund

$90K

1.7%

PIMCO Income Fund Class A

PIMCO (Allianz) · Mutual fund

Possible retail class A

$74K

1.4%

Smith Noble Home, Inc 401(k) Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Smith Noble Home, Inc 401(k) Plan

Summary metrics

Benchmarksi

Analytics

Service providersi

Fund lineupi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Fund lineup

Opportunity flags

Expense breakdown

Audit opinion