Retirement plan

WHITMAN PETERSON 401(K) PLAN

Name: WHITMAN / PETERSON, LLC - WHITMAN PETERSON 401(K) PLAN (2025) Form 5500
Creator: WHITMAN / PETERSON, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WHITMAN PETERSON 401(K) PLAN, WHITMAN / PETERSON, LLC

WHITMAN / PETERSON, LLCEIN 45-4269439Plan #001PY 2025

3075 TOWNSGATE RD, SUITE 210 - WESTLAKE VILLAGE, CA 91361818-483-1060whitmanpeterson.comLinkedIn11-50 employeescapital markets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$5.2M

+29.9% from 2024

Total participants

+5.9% from 2024

Average account balance

$143,375

+19.1% from 2024

Annual return

19.80%

+3.89 pp from 2024

Benchmarks

See 1,694 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants25-99

Cohort1,694 peers

Snapshot2025

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$5.16M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$143K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

138.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$558K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.80%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$4474

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E3D2G2J2F2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$161K

$6195 / participant

Other / not subdivided$161K100.0%

% of EOY assets

3.121%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$143,375

$142,972+0.3%

$214,702-33.2%

$86,983+64.8%

Participation rate

100.0%

84.9%+15.1pp

87.5%+12.5pp

69.5%+30.5pp

Annual return

19.80%

18.49%+1.3pp

54.55%-34.8pp

25.83%-6.0pp

Employer contribution / active EE

$6,877

$4,635+48.4%

$6,461+6.4%

$2,584+166.1%

Participant deferral / active EE

$14,573

$6,568+121.9%

$9,147+59.3%

$4,194+247.5%

Admin fee / account holder

$4,474

$17,617-74.6%

$19,830-77.4%

$7,856-43.0%

WHITMAN PETERSON 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WHITMAN PETERSON 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion