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| Provider | Service type | Compensation |
|---|---|---|
Filed as: B. RILEY WEALTH ADVISORS, INC. Service code 26 · EIN 62-1518255 40 S. MAIN ST. SUITE 1800 · MEMPHIS, TN 38103 | Advisory (Participants) | $15,135 |
PAYCHEX, INC.8 years Service code 15 · EIN 16-1124166 911 PANORAMA TRAIL S · ROCHESTER, NY 14625 | Recordkeeping | $12,620 |
5 funds of $250K or more; 17 lines in all, holding $4.6M of the plan's $5.6M. From the 2024 filing. Recordkeeper: Paychex.
Target-date series: Vanguard Target Retirement, mutual fund, 40% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $1.8M | 39.9% |
| Vanguard 500 Index Fund Investor Shares Vanguard · Mutual fund Index | $778K | 17.0% |
| American Funds Growth Fnd R6 Capital Group · Mutual fund | $632K | 13.8% |
| Nuveen Large Cap Growth Index Fund TIAA (Nuveen) · Mutual fund Index | $341K | 7.5% |
| Blackrock Blackrotk Technology Opportunities Fund Cl A BlackRock · Mutual fund Possible retail class A | $202K | 4.4% |
| Janus Henderson Venture Fund Class N Janus Henderson · Mutual fund | $131K | 2.9% |
| Principal MidCap S&P400 Principal · Mutual fund | $114K | 2.5% |
| American Beacon Small Cap Value Fund (Instl) American Beacon (Resolute) · Mutual fund | $111K | 2.4% |
| DFA Intl Sustainability Dimensional · Mutual fund | $91K | 2.0% |
| MFS Mid Cap Value Fund R6 MFS (Sun Life) · Mutual fund | $80K | 1.7% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor signed off without reservation. This is the cleanest opinion.