Filings through .
Filed August 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $54,374 |
Filed as: ROBERT STEPHENS WEALTH Service code 27 · EIN 82-2497219 | Advisory (Plan) | $18,323 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
11 funds of $250K or more; 18 lines in all, holding $8.2M of the plan's $8.2M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: BlackRock LifePath Index, mutual fund, 59% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 8 vintages | $4.8M | 58.9% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $761K | 9.2% |
| Blackrock Lifepath Index Retirement Fund Class K Shares BlackRock · Mutual fund Index | $399K | 4.9% |
| Vanguard Total Bond Market Index Fund Admiral Shares Vanguard · Mutual fund Index | $296K | 3.6% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $262K | 3.2% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $237K | 2.9% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $205K | 2.5% |
| Hartford Equity Income Y Fund Vanguard · Mutual fund | $186K | 2.3% |
| Vanguard Wellington Fund Investor Shares Vanguard · Mutual fund | $173K | 2.1% |
| General Account: Principal Principal · Insurance contract Recordkeeper's own fund | $173K | 2.1% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor signed off without reservation. This is the cleanest opinion.