Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL INDEPENDENT ADVISORS Service code 15 · EIN 43-1273600 | Recordkeeping | $21,239 |
STIFEL NICOLAUS & CO INC10+ years Filed as: STIFEL NICOLAUS Service code 15 · EIN 43-0538770 | Recordkeeping | $5,950 |
WADE STABLES P.C.3 years Service code 15 · EIN 43-1498457 | Recordkeeping | $5,895 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $1,918 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,770 | $122,063-24.8% | $184,256-50.2% | $74,478+23.2% |
| Participation rate | 82.9% | 85.5%-2.5pp | 86.8%-3.9pp | 67.2%+15.7pp |
| Annual return | 13.56% | 19.92%-6.4pp | 28.85%-15.3pp | 1370.56%-1357.0pp |
| Employer contribution / active EE | $1,404 | $4,539-69.1% | $6,427-78.2% | $2,626-46.5% |
| Participant deferral / active EE | $4,143 | $7,144-42.0% | $9,133-54.6% | $4,350-4.8% |
| Admin fee / account holder | $276 | $1,253-78.0% | $13,899-98.0% | $1,946-85.8% |