Filed June 3, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STEELE CAPITAL MANAGEMENT, INC.10+ years Service code 26 · EIN 42-1460565 | Advisory (Participants) | $38,085 |
Service code 15 · EIN 16-1450952 | Recordkeeping | $15,698 |
CHARLES SCHWAB & CO., INC.6 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,537 | $31,741+15.1% | $56,411-35.2% | $199,593-81.7% |
| Participation rate | 13.1% | 32.3%-19.2pp | 52.5%-39.3pp | 72.0%-58.8pp |
| Annual return | 15.58% | 14.72%+0.9pp | 1701.33%-1685.7pp | 34.25%-18.7pp |
| Employer contribution / active EE | $56 | $508-89.0% | $1,039-94.6% | $3,034-98.2% |
| Participant deferral / active EE | $467 | $1,184-60.6% | $1,952-76.1% | $5,087-90.8% |
| Admin fee / account holder | $174 | $426-59.2% | $2,829-93.8% | $269-35.3% |