Filings through .
Filed June 19, 2018 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE Service code 13 · EIN 42-0127290 | Contract Administrator | $74,685 |
MARSH & MCLENNAN AGENCY LLC8 years Filed as: MMA SECURITIES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $37,505 |
ASCENSUS LLC5 years Filed as: ASCENSUS Service code 13 · EIN 82-3719843 | Contract Administrator | $14,454 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
15 funds of $250K or more; 14 lines in all, holding $17.3M of the plan's $17.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 79% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 13 vintagesRecordkeeper's own fund | $13.8M | 79.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.4M | 7.9% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $448K | 2.6% |
| John Hancock Funds Disc Value John Hancock (Manulife) · Mutual fund | $301K | 1.7% |
| American Funds NewWorld Mutual Fund Capital Group · Mutual fund | $300K | 1.7% |
| Fidelity Advisor Internal Growth I Fund Fidelity (FMR) · Mutual fund | $272K | 1.6% |
| U.S. Targeted Value Portfolio Dimensional · Mutual fund | $223K | 1.3% |
| MFS Growth Fund MFS (Sun Life) · Mutual fund | $168K | 1.0% |
| Columbia Mid Cap Index Fund Ameriprise (Columbia Threadneedle) · Mutual fund Index | $151K | 0.9% |
| Columbia Small Cap Index Fund Ameriprise (Columbia Threadneedle) · Mutual fund Index | $133K | 0.8% |
Added 2 funds.
| Fund | Year-end value |
|---|---|
| AddedFidelity Total Bond Fund | $448K |
| AddedFidelity Advisor Internal Growth I Fund | $272K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.