Filed March 18, 2021 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $1,219 |
HARBOUR INVESTMENTS INC1+ years Service code 61 575 DONOFRIO DR STE 300 · MADISON, WI 53719 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,641 | $57,108+16.7% | $94,229-29.3% | $52,331+27.3% |
| Participation rate | 61.4% | 72.9%-11.5pp | 78.8%-17.4pp | 68.1%-6.7pp |
| Annual return | -0.07% | 1.47%-1.5pp | 10.68%-10.8pp | 4.54%-4.6pp |
| Employer contribution / active EE | $435 | $1,735-75.0% | $3,587-87.9% | $1,882-76.9% |
| Participant deferral / active EE | $3,085 | $3,040+1.5% | $4,320-28.6% | $3,022+2.1% |
| Admin fee / account holder | $15 | $546-97.3% | $6,269-99.8% | $592-97.5% |