Filed September 22, 2022 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO3 years Filed as: FID INV INST OPS CO LLC Service code 15 · EIN 04-3532603 | Recordkeeping | $697,385 |
Service code 28 · EIN 48-1140940 | Investment Management | $283,270 |
LEGAL & GENERAL INVESTMENT10+ years Filed as: LEGAL & GENERAL INV MGMT, AMERICA Service code 28 · EIN 20-8058531 | Investment Management | $274,039 |
THE BANK OF NEW YORK MELLON10+ years Service code 21 · EIN 13-5381590 | Bank Trustee | $178,113 |
BLACKROCK8 years Filed as: BLACKROCK INST. TRUST CO., NA Service code 21 · EIN 94-3112180 | Bank Trustee | $176,671 |
WILLIS TOWERS WATSON US LLC8 years Filed as: TOWERS WATSON PENNSYLVANIA, INC. Service code 11 · EIN 23-1159360 | Actuarial | $148,700 |
FIRST SENTIER INVESTORS5 years Service code 28 | Investment Management | $125,572 |
BDO USA, LLP2 years Filed as: BDO USA, P.C. Service code 10 · EIN 13-5381590 | Accounting | $56,000 |
CURCIO WEBB3 years Service code 16 · EIN 36-4171366 | Consulting | $13,020 |
NORTHERN TRUST COMPANY9 years Filed as: NORTHERN TRUST INVESTMENTS Service code 28 · EIN 36-3608252 | Investment Management | -$855,239 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | NORTHERN TRUST ASSET MANAGEMENT* | INVESTMENT ADVISOR INVESTMENT FEES PAID IN ERROR | — | $875K |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $106,128-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 12.2%-12.2pp | 0.0%0pp |
| Annual return | -0.72% | 10.00%-10.7pp | 5.04%-5.8pp | 9.30%-10.0pp |
| Employer contribution / active EE | $0 | $10,331-100.0% | $26,454-100.0% | $12,551-100.0% |
| Participant deferral / active EE | $0 | $802-100.0% | $78-100.0% | $2,867-100.0% |
| Admin fee / account holder | $0 | $0 | $16,625-100.0% | - |