Filings through .
Filed August 29, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP3 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $46,739 |
PRINCIPAL FINANCIAL GROUP3 years Filed as: PRINCIPAL SECURITIES INC Service code 27 · EIN 42-0941553 | Advisory (Plan) | $22,728 |
12 funds of $250K or more; 18 lines in all, holding $9.9M of the plan's $10.4M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 56% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $5.5M | 56.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 14.8% |
| Common/Collective Trust Principal G Principal · Collective trust Recordkeeper's own fund | $1.1M | 11.5% |
| Prin Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $391K | 4.0% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $372K | 3.8% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $313K | 3.2% |
| T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund-I Class T. Rowe Price · Mutual fund | $148K | 1.5% |
| Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $132K | 1.3% |
| DFA US Large Cap Value I Fund Dimensional · Mutual fund | $130K | 1.3% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $74K | 0.7% |
Added 1 fund. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| AddedCommon/Collective Trust Principal G | $1.1M |
| Share class changeT. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund to T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund-I Class | $316K to $148K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.