Filings through .
Filed April 19, 2021
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $67,538 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT Service code 27 · EIN 39-2018056 | Advisory (Plan) | $22,467 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
24 funds of $250K or more; 20 lines in all, holding $26.9M of the plan's $28.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 38% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Insurance contract Target-date, 10 vintagesRecordkeeper's own fund | $10.3M | 38.2% |
| Prin LgCp S&P 500 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $4.4M | 16.4% |
| Pooled Separate Accounts Principal Principal · Separate account Recordkeeper's own fund | $1.8M | 6.6% |
| Prin LargeCap Growth I SA-Z Principal · Insurance contract Recordkeeper's own fund | $1.8M | 6.5% |
| Prin Diversified Intl SA-Z Principal · Insurance contract Recordkeeper's own fund | $1.5M | 5.7% |
| Principal Life Insurance Company Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $929K | 3.5% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $880K | 3.3% |
| Pooled Separate Accounts Principal Life Insurance Company Principal · Insurance contract Recordkeeper's own fund | $816K | 3.0% |
| American Funds NewWorld R6 Capital Group · Mutual fund | $692K | 2.6% |
| Prin Core Plus Bond Sep Acct-Z Principal · Insurance contract Recordkeeper's own fund | $598K | 2.2% |
Added 1 fund, dropped 11 funds. Changed share class on 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedLarge-cap S&P 500 Index Account | $4.1M |
| AddedPooled Separate Accounts Principal | $1.8M |
| DroppedLarge Cap Growth I Separate Account | $1.7M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.