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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $175,711 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $65,931 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,217 | $53,204-3.7% | $155,556-67.1% | $200,096-74.4% |
| Participation rate | 52.4% | 64.1%-11.8pp | 78.2%-25.9pp | 72.0%-19.7pp |
| Annual return | 14.57% | 41.02%-26.5pp | 64.84%-50.3pp | 34.26%-19.7pp |
| Employer contribution / active EE | $633 | $1,850-65.8% | $4,675-86.5% | $3,038-79.1% |
| Participant deferral / active EE | $2,167 | $3,163-31.5% | $5,631-61.5% | $5,090-57.4% |
| Admin fee / account holder | $196 | $186+5.7% | $15,885-98.8% | $269-27.1% |