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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT S Service code 99 · EIN 39-0509570 | Other Fees | $75,000 |
VOYA FINANCIAL ADVISORS INC11+ years Filed as: VOYA RETIREMENT INSURANCE & ANNUITY Service code 99 · EIN 71-0294708 | Other Fees | $38,679 |
VOYA FINANCIAL ADVISORS INC2 years Filed as: VOYA RETIREMENT ADVISORS, LLC Service code 26 · EIN 02-0488491 | Advisory (Participants) | $28,758 |
MORNINGSTAR11+ years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $17,890 |
WINDHAM BRANNON8 years Service code 99 · EIN 58-1763439 | Other Fees | $16,500 |
15 funds of $250K or more; 17 lines in all, holding $47.6M of the plan's $140M. From the 2025 filing. Recordkeeper: Voya.
| Fund | Dollars | % of funds% |
|---|---|---|
| date,rate of interest, collateral, par, or maturity date AmCen Ultra Fund R6 Manager not matched · Mutual fund | $13.8M | 29.0% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $7.1M | 14.8% |
| Voya Intermediate Bond Fund Class R6 Voya · Mutual fund Recordkeeper's own fund | $4.4M | 9.3% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.7M | 7.8% |
| Neuberger Mid Cap Growth Fund Class R6 Neuberger Berman · Mutual fund | $3.0M | 6.3% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.0M | 6.3% |
| Vanguard Balanced Index Fund Admiral Shares Vanguard · Mutual fund Index | $3.0M | 6.2% |
| MFS Mid Cap Value Fund R6 MFS (Sun Life) · Mutual fund | $2.4M | 5.1% |
| Pgim Jennison SM Comp Fund R6 Prudential (PGIM) · Mutual fund | $2.1M | 4.5% |
| DFA Real Estate Securities Portfolio - Institutional Class Dimensional · Mutual fund | $1.4M | 3.0% |
Added 2 funds, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| AddedPutnam Large CAP Value Fund Class R6 | $7.1M |
| DroppedJPMorgan Equity Income Fund Class R6 | $6.1M |
| AddedPgim Jennison SM Comp Fund R6 | $2.1M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.