Filings through .
Filed November 10, 2016
Street address, email and phone are on Solo, $4.99 for your first month.
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| Provider | Service type | Compensation |
|---|---|---|
OPPENHEIMER3+ years Filed as: OPPENHEIMER & CO Service code 27 · EIN 13-5657418 | Advisory (Plan) | $108,026 |
NEWPORT GROUP, INC.3+ years Filed as: NEWPORT TRUST COMPANY Service code 12 · EIN 27-4411131 | Custodial (securities); Account maint... | $27,337 |
NEWPORT GROUP, INC.1 year Filed as: NEWPORT GROUP Service code 12 · EIN 27-2037969 | Recordkeeping and information managem... | $10,660 |
24 funds of $250K or more; 19 lines in all, holding $52.2M of the plan's $69.1M. From the 2024 filing. Recordkeeper: Not identified.
Target-date series: BlackRock LifePath Index, mutual fund, 12% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Ultra Fund American Century · Mutual fund | $9.4M | 18.0% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $6.7M | 12.8% |
| Common Collective Trust Wilmington Trust MetLife · Insurance contract | $6.0M | 11.6% |
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 9 vintages | $6.0M | 11.5% |
| Vanguard Index Admiral Vanguard · Mutual fund Index | $5.1M | 9.7% |
| Victory Sycamore Established Value Fund Victory Capital · Mutual fund | $2.9M | 5.6% |
| Eupac Fund Capital Group · Mutual fund | $2.6M | 5.0% |
| Baron Asset Fund Manager not matched · Mutual fund | $2.4M | 4.6% |
| Lord Abbett Total Return Fund Lord Abbett · Mutual fund | $1.8M | 3.4% |
| JPMorgan Small Cap Growth Fund JPMorgan · Mutual fund | $1.5M | 2.9% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.