Filings through Oct 24, 2026.

Retirement plan

Auffenberg Employees 401(k) Plan and Trust

Name: AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC. - AUFFENBERG EMPLOYEES 401(K) PLAN AND TRUST (2025) Form 5500
Creator: AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AUFFENBERG EMPLOYEES 401(K) PLAN AND TRUST, AUFFENBERG FORD, INC. C/O AUFFENBERG DEALER GROUP, INC.

Auffenberg Ford, Inc. C/O Auffenberg Dealer Group, Inc.EIN 37-0744881Plan #003PY 2025

1130 AUFFENBERG AVE - SHILOH, IL 62269314-421-1355

Other plans on this EIN

1 filing

#004Retirement-$1.1M assets

Prospect flagsHigh feesLow participationCorrective distributions

How to read this page

Total assets (EOY)

$16.4M

+13.5% from 2024

Total participants

452

+21.8% from 2024

Average account balance

$51,244

+13.1% from 2024

Annual return

14.91%

-1.08 pp from 2024

Benchmarks

See 1,309 peers

Peer group

Industry44 - Retail Trade

Plan typeDefined contribution

Participants250-999

Cohort1,309 peers

Snapshot2025

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Analytics

See the 10-year trajectory with Solo.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
DIVERSIFIED TRUST COMPANY11+ years Filed as: DIVERSIFIED FINANCIAL Service code 26 · EIN 43-1575390	Advisory (Participants)	$50,690
PROFESSIONAL CAPITAL SERVICES, LLC6 years Filed as: PROFFESIONAL CAPITAL SERVICES, LLC Service code 13 · EIN 23-3038464	Contract Administrator	$46,001

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$118K

$359 / participant

Investment mgmt$51K43.0%
Contract admin$63K53.9%
Other / not subdivided$4K3.1%

% of EOY assets

0.718%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: KERBER, ECK & BRAECKEL, LLP
Auditor EIN: 430352985
Audit fees: $3,622
Opinion code: Unqualified

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Provider

Service type

Compensation

DIVERSIFIED TRUST COMPANY11+ years

Filed as: DIVERSIFIED FINANCIAL

Service code 26 · EIN 43-1575390

Advisory (Participants)

$50,690

PROFESSIONAL CAPITAL SERVICES, LLC6 years

Filed as: PROFFESIONAL CAPITAL SERVICES, LLC

Service code 13 · EIN 23-3038464

Contract Administrator

$46,001

Auffenberg Employees 401(k) Plan and Trust

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Auffenberg Employees 401(k) Plan and Trust

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion