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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $25,180 |
PLEXUS FINANCIAL SERVICES, LLC10+ years Filed as: PLEXUS FINANCIAL SERVICES LLC Service code 27 · EIN 27-1746834 | Advisory (Plan) | $9,379 |
5 funds of $250K or more; 18 lines in all, holding $3.8M of the plan's $3.9M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 90% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $3.4M | 89.5% |
| Principal Large Cap S&P 500 Index Principal · Mutual fund IndexRecordkeeper's own fund | $78K | 2.1% |
| Franklin Utilities Fund Franklin Templeton · Mutual fund | $61K | 1.6% |
| contract: Principal Fixed Income Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $49K | 1.3% |
| AB Large Cap Growth Fun AllianceBernstein · Other | $48K | 1.3% |
| Allspring Special Mid Cap Value Fund Allspring · Mutual fund | $43K | 1.2% |
| JPMorgan Equity Income Fund JPMorgan · Mutual fund | $36K | 0.9% |
| JPMorgan Core Plus Bond Fund JPMorgan · Mutual fund | $34K | 0.9% |
| Principal LifeTime Principal · Collective trust Target-date, 1 vintageRecordkeeper's own fund | $11K | 0.3% |
| BlackRock High Yield Portfolio BlackRock · Mutual fund | $9K | 0.2% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor signed off without reservation. This is the cleanest opinion.