Filings through .
Filed January 4, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $10,573 |
19 funds of $250K or more; 27 lines in all, holding $31.6M of the plan's $34.5M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: American Funds Target Date, mutual fund, 2% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| iShares S&P 500 Index Fund Institutional Shares BlackRock · ETF Index | $5.8M | 18.5% |
| Pioneer Bond Fund: Class Y Victory Capital · Mutual fund | $4.8M | 15.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $2.8M | 8.8% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $2.1M | 6.5% |
| Galliard Stable Return Fund C Allspring · Collective trust | $2.1M | 6.5% |
| BNY Mellon Dynamic Val FD Y GM BNY · Mutual fund | $1.9M | 5.9% |
| Invesco Equally Weighted CL Y Invesco · Mutual fund | $1.6M | 5.1% |
| BNY Mellon Dynamic Value Fund Class Y BNY · Mutual fund | $1.4M | 4.5% |
| Blackrock Global Alloc I GM BlackRock · Mutual fund | $1.2M | 3.8% |
| Invesco Small CAP Value Fund Class R6 Invesco · Mutual fund | $1.2M | 3.7% |
Added 4 funds, dropped 5 funds, likely replaced 4 funds.
| Fund | Year-end value |
|---|---|
| DroppedPioneer Bond FD CL Y GM | $2.9M |
| ReplacedHighBlackrock Eq Dividend I GM Mutual fund to BNY Mellon Dynamic Val FD Y GM | $1.5M to $1.9M |
| ReplacedHighBlackrock Equity Dividend Fund Institutional to BNY Mellon Dynamic Value Fund Class Y | $1.1M to $1.4M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.