Filed March 10, 2026 (most recent of 2 filings on file)
Total covered: 42 employees
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 63 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | 12b-1 Fees | $49,261 |
ALLIANCE BENEFIT GROUP1+ years Filed as: ALLIANCE BENEFIT GROUP OF ILINOIS Service code 64 | Recordkeeping Fees | $0 |
NEWPORT GROUP, INC.1+ years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 19 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,214 | $50,498+155.9% | $75,784+70.5% | $55,191+134.1% |
| Participation rate | 94.0% | 69.4%+24.5pp | 75.8%+18.1pp | 69.2%+24.8pp |
| Annual return | -3.18% | 1.80%-5.0pp | 9.68%-12.9pp | 10.78%-14.0pp |
| Employer contribution / active EE | $8,637 | $2,291+277.0% | $3,323+159.9% | $1,899+354.9% |
| Participant deferral / active EE | $5,568 | $2,589+115.1% | $3,652+52.5% | $3,046+82.8% |
| Admin fee / account holder | $4 | $123-96.9% | $5,300-99.9% | $91-95.8% |