Filed May 24, 2024 (most recent of 3 filings on file)
Total covered: 2,361 employees
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY3 years Service code 21 · EIN 36-1561860 | Bank Trustee | $590,564 |
LEGAL & GENERAL INVESTMENT3 years Service code 28 · EIN 20-8058531 | Investment Management | $383,700 |
DODGE & COX3 years Service code 28 · EIN 94-1441976 | Investment Management | $313,731 |
PIMCO FUNDS3 years Filed as: PACIFIC INVESTMENT MGT COMPANY Service code 28 · EIN 33-0629048 | Investment Management | $229,550 |
ERNST & YOUNG LLP3 years Filed as: ERNST & YOUNG US LLP Service code 10 · EIN 34-6565596 | Accounting | $221,887 |
AON CONSULTING1 year Service code 11 · EIN 22-2232264 | Actuarial | $45,813 |
STATE STREET GLOBAL ADVISORS3 years Filed as: STATE STREET RESEARCH & MGT CO Service code 28 · EIN 13-3142135 | Investment Management | $6,833 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | AON CORPORATION | PLAN SPONSOR TAX REFUND FROM THE STATE OF MAINE. | — | $12K |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $325,553-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 16.2%-16.2pp | 0.0%0pp |
| Annual return | 0.35% | 5.34%-5.0pp | 9.17%-8.8pp | 9.30%-8.9pp |
| Employer contribution / active EE | $12,388 | $9,329+32.8% | $40,523-69.4% | $12,551-1.3% |
| Participant deferral / active EE | $0 | $267-100.0% | $42-100.0% | $2,867-100.0% |
| Admin fee / account holder | $0 | $0 | $17,411-100.0% | - |