Filed January 31, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ROTHSCHILD ASSET MANAGEMENT2 years Filed as: ROTHSCHILD INVESTMENT Service code 27 311 S. WACKER DR · CHICAGO, IL 606066694 | Advisory (Plan) | $9,398 |
ASCENSUS LLC2 years Service code 15 · EIN 11-3665754 | Recordkeeping | $5,565 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,296 | $86,940-8.8% | $102,434-22.6% | $80,935-2.0% |
| Participation rate | 95.5% | 72.4%+23.1pp | 76.5%+19.0pp | 67.7%+27.9pp |
| Annual return | 13.84% | 18.89%-5.1pp | 29.46%-15.6pp | 35.66%-21.8pp |
| Employer contribution / active EE | $2,451 | $2,370+3.4% | $3,023-18.9% | $2,757-11.1% |
| Participant deferral / active EE | $5,210 | $4,121+26.4% | $5,055+3.1% | $4,299+21.2% |
| Admin fee / account holder | $129 | $8,047-98.4% | $9,462-98.6% | $6,924-98.1% |