Filed January 31, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ROTHSCHILD ASSET MANAGEMENT2 years Filed as: ROTHSCHILD INVESTMENT Service code 27 311 S. WACKER DR · CHICAGO, IL 606066694 | Advisory (Plan) | $9,398 |
ASCENSUS LLC2 years Service code 15 · EIN 11-3665754 | Recordkeeping | $5,565 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The opinion is qualified. A specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,296 | $86,922-8.8% | $102,438-22.6% | $80,874-2.0% |
| Participation rate | 95.5% | 72.4%+23.1pp | 76.5%+19.0pp | 67.6%+27.9pp |
| Annual return | 13.84% | 18.90%-5.1pp | 29.37%-15.5pp | 35.62%-21.8pp |
| Employer contribution / active EE | $2,451 | $2,369+3.4% | $3,024-18.9% | $2,756-11.1% |
| Participant deferral / active EE | $5,210 | $4,119+26.5% | $5,054+3.1% | $4,297+21.2% |
| Admin fee / account holder | $129 | $8,050-98.4% | $9,448-98.6% | $6,935-98.1% |