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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SHEPHERD FINANCIAL INV ADVISORY LLC Service code 27 · EIN 82-0759826 | Advisory (Plan) | $58,627 |
Service code 15 · EIN 13-3689044 440 MAMARONECK AVENUE · HARRISON, NY 10528 | Recordkeeping | $53,701 |
SHEPHERD PLAN PARTNERS, LLC2 years Service code 15 · EIN 93-3876962 | Recordkeeping | $8,151 |
18 funds of $250K or more; 15 lines in all, holding $34.9M of the plan's $38.2M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: American Funds Target Date, mutual fund, 75% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $26.0M | 74.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.2M | 9.0% |
| JP Morgan Equity Income JPMorgan · Other | $1.3M | 3.8% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 3.1% |
| American Balanced Fund Capital Group · Mutual fund | $947K | 2.7% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $481K | 1.4% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $438K | 1.3% |
| T. Rowe Price Mid-Cap Value Fund, Inc. T. Rowe Price Mid-Cap Value Fund-I Class T. Rowe Price · Mutual fund | $387K | 1.1% |
| Transamerica Stable Value Core Option Transamerica (Aegon) · Insurance contract Recordkeeper's own fund | $354K | 1.0% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $246K | 0.7% |
Added 2 funds, dropped 6 funds, likely replaced 3 funds.
| Fund | Year-end value |
|---|---|
| ReplacedHighVanguard 500 Index Fund Admiral Shares to Fidelity 500 Index Fund | $1.8M to $3.2M |
| AddedFidelity Global ex U.S. Index Fund | $1.1M |
| DroppedNuveen Large Cap Growth Index Fund Class R6 | $1.0M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.