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| Provider | Service type | Compensation |
|---|---|---|
Service code 17 · EIN 13-5674085 | Pension Consulting | $19,817 |
PRINCIPAL FINANCIAL GROUP5 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $13,275 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 | Advisory (Participants) | $0 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
8 funds of $250K or more; 20 lines in all, holding $8.9M of the plan's $9.3M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Separate account Target-date, 12 vintagesRecordkeeper's own fund | $6.9M | 77.1% |
| Mutual Funds Charles Schwab S&P 500 Charles Schwab · Mutual fund Index | $796K | 8.9% |
| Principal LargeCap Growth Separate Account Principal · Separate account Recordkeeper's own fund | $233K | 2.6% |
| Diversified International Fund Principal · Separate account Recordkeeper's own fund | $178K | 2.0% |
| Pgim Jennison Mid-Cap Growth Fund Prudential (PGIM) · Mutual fund | $157K | 1.8% |
| MidCap S&P 400 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $136K | 1.5% |
| Lord Abbett Developing Growth Fund Inc Lord Abbett · Mutual fund | $77K | 0.9% |
| Principal Equity Income Separate Fund Principal · Separate account Recordkeeper's own fund | $76K | 0.9% |
| Principal Core Fixed Income Separate Account Principal · Separate account Recordkeeper's own fund | $69K | 0.8% |
| Pgim High Yield Fund Prudential (PGIM) · Mutual fund | $65K | 0.7% |
Added 1 fund.
| Fund | Year-end value |
|---|---|
| AddedMutual Funds Charles Schwab S&P 500 | $796K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.