Filings through .
Filed November 27, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS8 years Filed as: CAPITAL ASSET ADVISORY SERVICES LLC Service code 27 · EIN 38-3470125 | Advisory (Plan) | $72,705 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Shareholder servi... | $69,914 |
NATIONAL FINANCIAL SERVICES7 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
26 funds of $250K or more; 24 lines in all, holding $42.0M of the plan's $42.0M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
Target-date series: Vanguard Target Retirement, mutual fund, 23% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $9.5M | 22.6% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $7.6M | 18.1% |
| Vanguard Growth Index Fund Admiral Shares Vanguard · Mutual fund Index | $7.1M | 17.0% |
| Investment contract - MassMutual Diversified Sagic II MassMutual · Insurance contract | $5.6M | 13.3% |
| DFA International Value Portfolio- Institutional Class Dimensional · Mutual fund | $1.7M | 4.1% |
| Nuveen Large Cap Value Index Fund Class I TIAA (Nuveen) · Mutual fund Index | $1.7M | 3.9% |
| Pgim Total Return Bond Fund Class R6 Prudential (PGIM) · Mutual fund | $1.1M | 2.7% |
| BlackRock Mid-Cap Value Fund Class K BlackRock · Mutual fund | $862K | 2.0% |
| iShares U.S. Aggregate Bond Index Fund Class K Shares BlackRock · ETF Index | $849K | 2.0% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $755K | 1.8% |
Added 1 fund, dropped 1 fund, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighMID CAP Value Fund R6 Class to BlackRock Mid-Cap Value Fund Class K | $867K to $862K |
| DroppedInvesco Small Cap Growth Fund Class R6 | $714K |
| AddedAQR Small Cap Momentum Style Fund Class R6 | $496K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.