Filings through .
Filed November 17, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $285,444 |
CLEARSTEAD ADVISORS, LLC1 year Service code 27 · EIN 87-3258080 | Advisory (Plan) | $27,751 |
MEADEN & MOORE, LTD.2 years Filed as: MEADEN AND MOORE Service code 10 · EIN 34-1818258 | Accounting | $19,000 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
25 funds of $250K or more; 15 lines in all, holding $135M of the plan's $151M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Vanguard Target Retirement, mutual fund, 54% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $73.7M | 54.5% |
| JPMorgan Large Cap Growth Fund Class A JPMorgan · Mutual fund Possible retail class A | $22.1M | 16.3% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexPossible retail class A | $12.0M | 8.8% |
| American Funds American Balance R6 Capital Group · Mutual fund Possible retail class A | $6.1M | 4.5% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexPossible retail class A | $3.7M | 2.7% |
| American Funds Euro Pacific Growth R6 Capital Group · Mutual fund Possible retail class A | $3.4M | 2.5% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund IndexPossible retail class A | $2.4M | 1.8% |
| Harbor Small Cap Growth Fund Harbor Capital · Mutual fund Possible retail class A | $2.2M | 1.6% |
| Baird Core Plus Bond Fund Investor Baird · Mutual fund Possible retail class A | $2.2M | 1.6% |
| Principal Global Investors - Principal Equity Income SA Pooled Separate Account Principal · Separate account Recordkeeper's own fund | $1.9M | 1.4% |
Added 1 fund, dropped 2 funds.
| Fund | Year-end value |
|---|---|
| DroppedT. Rowe Price New Horizons | $3.5M |
| AddedHarbor Small Cap Growth Fund | $2.2M |
| DroppedInvesco Developing Markets Fund Class A | $575K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.