Retirement plan

MARKETVISION 401K PLAN

Name: MARKETVISION RESEARCH, INC. - MARKETVISION 401K PLAN (2015) Form 5500
Creator: MARKETVISION RESEARCH, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, MARKETVISION 401K PLAN, MARKETVISION RESEARCH, INC.

MARKETVISION RESEARCH, INC.EIN 31-1081333Plan #001PY 2015

10300 ALLIANCE RD, ATTN TYLER MCMULLEN - BLUE ASH, OH 452424734513-794-3531mv-research.comLinkedIn51-200 employeesmarket research

Prospect flagsLow participationCorrective distributions

How to read this page

Total assets (EOY)

$10.6M

No prior year

Total participants

180

No prior year

Average account balance

$246,974

No prior year

Annual return

3.37%

No prior year

Benchmarks

See 4,662 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort4,662 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$39.90M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$209K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

191

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

83.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.38M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+19.01%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$256

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC1+ years Filed as: T. ROWE PRICE RPS, INC. Service code 15 · EIN 52-1309931	Recordkeeping	$3,653
AMERICAN CENTURY1+ years Service code 28	Investment Management	$0
AMERICAN CENTURY1+ years Filed as: AMERICAN CENTURY INT'L GROWTH Service code 28 · EIN 20-2653265	Investment Management	$0
MET WEST FUNDS1+ years Filed as: MET WEST TOTAL RETURN BOND Service code 28 · EIN 95-4597302	Investment Management	$0
METLIFE LIFE INSURANCE COMPANY1+ years Filed as: METROPOLITAN WEST FUND Service code 28	Investment Management	$0
OAKMARK1+ years Service code 28 · EIN 04-3276558	Investment Management	$0
T ROWE PRICE RPS INC1+ years Filed as: T. ROWE PRICE RPS, INC Service code 15	Recordkeeping	$0
T ROWE PRICE RPS INC1+ years Filed as: T.ROWE PRICE RPS, INC Service code 15	Recordkeeping	$0
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO Service code 28	Investment Management	$0
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS Service code 28 · EIN 41-0449260	Investment Management	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$4K

$25 / participant

Other / not subdivided$4K100.0%

% of EOY assets

0.034%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COLLINS HEEB MILLER & CO., INC.
Auditor EIN: 310897727
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$246,974

$70,002+252.8%

$115,037+114.7%

$52,331+372.0%

Participation rate

5.5%

72.1%-66.6pp

81.4%-75.8pp

68.1%-62.6pp

Annual return

3.37%

4.04%-0.7pp

26.14%-22.8pp

4.54%-1.2pp

Employer contribution / active EE

$1,497

$2,715-44.8%

$4,608-67.5%

$1,882-20.4%

Participant deferral / active EE

$6,173

$4,920+25.5%

$6,026+2.4%

$3,022+104.2%

Admin fee / account holder

$85

$566-85.0%

$8,175-99.0%

$592-85.6%

Provider

Service type

Compensation

T ROWE PRICE RPS INC1+ years

Filed as: T. ROWE PRICE RPS, INC.

Service code 15 · EIN 52-1309931

Recordkeeping

$3,653

AMERICAN CENTURY1+ years

Service code 28

Investment Management

AMERICAN CENTURY1+ years

Filed as: AMERICAN CENTURY INT'L GROWTH

Service code 28 · EIN 20-2653265

Investment Management

MET WEST FUNDS1+ years

Filed as: MET WEST TOTAL RETURN BOND

Service code 28 · EIN 95-4597302

Investment Management

METLIFE LIFE INSURANCE COMPANY1+ years

Filed as: METROPOLITAN WEST FUND

Service code 28

Investment Management

OAKMARK1+ years

Service code 28 · EIN 04-3276558

Investment Management

T ROWE PRICE RPS INC1+ years

Filed as: T. ROWE PRICE RPS, INC

Service code 15

Recordkeeping

T ROWE PRICE RPS INC1+ years

Filed as: T.ROWE PRICE RPS, INC

Service code 15

Recordkeeping

WELLS FARGO BANK, N.A.1+ years

Filed as: WELLS FARGO

Service code 28

Investment Management

WELLS FARGO BANK, N.A.1+ years

Filed as: WELLS FARGO ADVISORS

Service code 28 · EIN 41-0449260

Investment Management

MARKETVISION 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

MARKETVISION 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion