Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 4-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $37,996 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL NICOLAUS AND CO INC Service code 26 · EIN 43-0538770 | Advisory (Participants) | $18,723 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,576 | $91,760-69.9% | $156,181-82.3% | $67,986-59.4% |
| Participation rate | 66.5% | 65.0%+1.5pp | 78.8%-12.4pp | 57.2%+9.3pp |
| Annual return | 11.97% | 18.14%-6.2pp | 64.87%-52.9pp | 31.67%-19.7pp |
| Employer contribution / active EE | $2,234 | $2,419-7.7% | $4,294-48.0% | $2,019+10.7% |
| Participant deferral / active EE | $2,882 | $3,960-27.2% | $6,132-53.0% | $3,358-14.2% |
| Admin fee / account holder | $206 | $3,949-94.8% | $14,586-98.6% | $3,203-93.6% |