Filings through .
Filed March 9, 2020
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER Service code 27 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Advisory (Plan) | $13,973 |
PAYCHEX, INC.3 years Service code 15 · EIN 16-1124166 911 PANORAMA TRAIL S · ROCHESTER, NY 14625 | Recordkeeping | $12,244 |
3 funds of $250K or more; 16 lines in all, holding $2.3M of the plan's $2.4M. From the 2025 filing. Recordkeeper: Paychex.
Target-date series: American Funds Target Date, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $1.1M | 49.8% |
| American Balanced Fund Class R-5 Capital Group · Mutual fund | $783K | 34.2% |
| AB Large CAP Growth Fund INC Class I AllianceBernstein · Mutual fund | $111K | 4.8% |
| Emerging Markets Fund R6 Class American Century · Mutual fund | $41K | 1.8% |
| BlackRock Low Duration Bond Portfolio BlackRock · Mutual fund | $40K | 1.7% |
| American Funds Growth and Income Portfolio Class R-6 Capital Group · Mutual fund | $39K | 1.7% |
| Vanguard Life Strategy Conservative Growth Fund Vanguard · Mutual fund | $24K | 1.1% |
| maturity value Money Market Fund Vanguard Vanguard · Money market | $23K | 1.0% |
| Federated Hermes Mid-Cap Index Fund Institutional Shares Federated Hermes · Mutual fund Index | $20K | 0.9% |
| Columbia Large Cap Index Fund Institutional 2 Class Ameriprise (Columbia Threadneedle) · Mutual fund Index | $20K | 0.9% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.