Filings through .
Filed March 17, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $84,179 |
Filed as: SIGNATURE ESTATE SECURITIES, LLS Service code 49 | Other Services | $5,984 |
ASCENSUS LLC1 year Filed as: ASCENSUS Service code 49 · EIN 82-3719843 | Other Services | $0 |
Filed as: SIGNATURE ESTATE SECURITIES Service code 49 · EIN 59-2730348 | Other Services | $0 |
13 funds of $250K or more; 22 lines in all, holding $16.2M of the plan's $16.4M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 71% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Separate account Target-date, 12 vintagesRecordkeeper's own fund | $11.6M | 71.3% |
| Principal LargeCap S&P 500 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $1.5M | 9.4% |
| AB Large Cap Growth Fund Inc AllianceBernstein · Mutual fund | $946K | 5.8% |
| Principal SmallCap S&P 600 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $621K | 3.8% |
| Principal MidCap S&P 400 Index Separate Account-Z Principal · Separate account IndexRecordkeeper's own fund | $259K | 1.6% |
| Pioneer International Equity Fund: Class K Victory Capital · Mutual fund | $201K | 1.2% |
| Allspring Special Mid Cap Value Fund Class R6 Allspring · Mutual fund | $176K | 1.1% |
| Carillon Eagle Mid Cap Growth Fund Class R-6 Raymond James · Mutual fund | $145K | 0.9% |
| Principal LargeCap Value Fund III Separate Account-Z Principal · Separate account Recordkeeper's own fund | $125K | 0.8% |
| Principal Liquid Assets Sep Acct-Z Principal · Money market Recordkeeper's own fund | $112K | 0.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.