Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP6 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $54,222 |
WELLS FARGO BANK, N.A.6 years Filed as: WELLS FARGO CLEARING SVCS (WF ADVS) Service code 27 · EIN 34-1542819 | Advisory (Plan) | $22,832 |
DYATECH LLC6 years Filed as: DYATECH, LLC Service code 13 | Contract Administrator | $14,432 |
DYATECH LLC6 years Service code 13 · EIN 64-0936231 | Contract Administrator | $3,105 |
WELLS FARGO BANK, N.A.6 years Filed as: WELLS FARGO CLEARAING SVCS (WF ADVS Service code 27 | Advisory (Plan) | $0 |
21 funds of $250K or more; 19 lines in all, holding $27.8M of the plan's $28.1M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 56% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $15.5M | 55.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.2M | 11.4% |
| Principal Blue Chip Separate Account-Z Principal · Separate account Recordkeeper's own fund | $2.8M | 10.1% |
| Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $1.5M | 5.5% |
| Avantis U.S. Large Cap Value Fund Institutional Class American Century · Mutual fund | $1.3M | 4.8% |
| Principal Small Cap S&P 600 Index SA-Z Principal · Mutual fund IndexRecordkeeper's own fund | $480K | 1.7% |
| T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund T. Rowe Price · Mutual fund | $403K | 1.5% |
| Pgim High Yield Fund Class R6 Prudential (PGIM) · Mutual fund | $398K | 1.4% |
| Avantis U.S. Small Cap Value Fund Institutional Class American Century · Mutual fund | $382K | 1.4% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $330K | 1.2% |
Added 2 funds, dropped 1 fund, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPrincipal Blue Chip Separate Account-Z | $2.8M |
| DroppedPrincipal LargeCap Growth I Separate Account-Z | $2.5M |
| ReplacedHighDFA US Large Cap Value I Fund to Avantis U.S. Large Cap Value Fund Institutional Class | $996K to $1.3M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.