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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $52,105 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
21 funds of $250K or more; 16 lines in all, holding $104M of the plan's $105M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, other, 43% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Separate account Target-date, 7 vintagesRecordkeeper's own fund | $45.1M | 43.3% |
| Principal LargeCap S&P 500 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $20.2M | 19.4% |
| T. Rowe Price LargeCap Growth I Separate Account T. Rowe Price · Separate account | $8.7M | 8.4% |
| Principal Diversified International Separate Account Principal · Separate account Recordkeeper's own fund | $5.1M | 4.9% |
| Principal SmallCap S&P 600 Index Separate Account Principal · Separate account IndexRecordkeeper's own fund | $4.2M | 4.1% |
| Principal Core Plus Bond Separate Account Principal · Separate account Recordkeeper's own fund | $3.3M | 3.2% |
| Principal Mid Cap S&P 400 Index Fund Principal · Separate account IndexRecordkeeper's own fund | $3.2M | 3.0% |
| Principal Liquid Assets Separate Account Principal · Money market Recordkeeper's own fund | $3.0M | 2.9% |
| Vaughan Nelson SmallCap Value II Separate Account Natixis IM · Separate account | $2.1M | 2.0% |
| Principal Mid-Cap Equity Fund Tier 1 Principal · Collective trust Recordkeeper's own fund | $2.0M | 2.0% |
Dropped 1 fund. Changed vehicle on 1 fund.
| Fund | Year-end value |
|---|---|
| Other vehicle moveTrp Largecap Grth I to T. Rowe Price LargeCap Growth I Separate Accountmutual fund to separate account | $9.1M to $8.7M |
| DroppedPrincipal Finance Group Inc. Stock Separate Account | $289K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.