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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $87,239 |
KESTRA FINANCIAL1 year Filed as: KESTRA INVESTMENT SERVICES LLC Service code 49 · EIN 74-2794194 | Other Services | $24,200 |
14 funds of $250K or more; 16 lines in all, holding $12.8M of the plan's $13.0M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| contracts: Principal Fixed Inc Guar Option Principal · Insurance contract Recordkeeper's own fund | $2.4M | 18.8% |
| Pgim Total Return Bond Fund Class R6 Prudential (PGIM) · Mutual fund | $2.2M | 17.5% |
| Par, or Maturity Value Cost Value Mutual Funds JP Morgan JPMorgan · Mutual fund | $1.5M | 11.5% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $1.3M | 10.0% |
| Principal Intl Equity Index SA-Z Principal · Mutual fund IndexRecordkeeper's own fund | $1.1M | 8.4% |
| Prin Diversified Intl SA-Z Principal · Mutual fund Recordkeeper's own fund | $1.0M | 8.0% |
| Principal LargeCap S&P 500 Index SA-Z Principal · Separate account IndexRecordkeeper's own fund | $934K | 7.3% |
| Principal MidCap S&P 600 Index SA-Z Principal · Mutual fund IndexRecordkeeper's own fund | $390K | 3.0% |
| Principal Mid Cap S&P 400 Index SA-Z Principal · Mutual fund IndexRecordkeeper's own fund | $361K | 2.8% |
| Invesco Value Opportunities Fund Class R6 Invesco · Mutual fund | $337K | 2.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.