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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY8+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $187,080 |
Filed as: SAGVIEW ADVISORY GROUP Service code 27 · EIN 33-0818667 | Advisory (Plan) | $50,248 |
7 funds of $250K or more; 15 lines in all, holding $11.2M of the plan's $16.4M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 84% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $9.5M | 84.1% |
| Amer Funds Amer Bal R6 Fd Capital Group · Mutual fund | $210K | 1.9% |
| American Funds NewWorld R6 Capital Group · Mutual fund | $192K | 1.7% |
| THE Hartford International Opportunities Fund Class R6 Hartford Funds · Mutual fund | $174K | 1.5% |
| AM Cent Heritage R6 Fund American Century · Mutual fund | $152K | 1.4% |
| Registered Investment Company Janus International Holding, LLC Janus Henderson · Mutual fund | $143K | 1.3% |
| Registered BlackRock iShs US Agg Bond Index K Fund BlackRock · Mutual fund Index | $138K | 1.2% |
| Prin MidCap S&P 400 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $136K | 1.2% |
| Prin SmCap S&P 600 Index SA-Z Principal · Insurance contract IndexRecordkeeper's own fund | $129K | 1.1% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $121K | 1.1% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.