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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1+ years Filed as: STIFEL NICOLAUS AND COMPANY INC Service code 99 | Other Fees | $18,921 |
HESSEL & ASSOCIATES, LLC1+ years Service code 49 · EIN 45-4090227 | Other Services | $12,844 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO CLEARING SERVICES, LLC Service code 99 · EIN 34-1542819 | Other Fees | $9,088 |
MORNINGSTAR1+ years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $0 |
STIFEL NICOLAUS & CO INC1+ years Filed as: STIFEL NICOLAUS AND COMPANY INC. Service code 99 · EIN 43-0538770 | Other Fees | $0 |
15 funds of $250K or more; 20 lines in all, holding $16.5M of the plan's $16.5M. From the 2025 filing. Recordkeeper: Not identified.
Target-date series: Vanguard Target Retirement, mutual fund, 41% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $6.7M | 40.6% |
| Vanguard 500 Index Fund Investor Shares Vanguard · Mutual fund Index | $4.9M | 29.5% |
| Vanguard Small-Cap Index Fund Investor Shares Vanguard · Mutual fund Index | $1.3M | 7.8% |
| Touchstone Mid Cap Fund Western & Southern · Mutual fund | $823K | 5.0% |
| Vanguard Developed Markets Index Fund Investor Shares Vanguard · Mutual fund Index | $484K | 2.9% |
| Edgewood Growth Fund Manager not matched · Mutual fund | $458K | 2.8% |
| Voya Fixed Account Voya · Insurance contract | $392K | 2.4% |
| Loomis Sayles Investment Grade Bond Fund Natixis IM · Mutual fund | $292K | 1.8% |
| Pioneer Select Mid Cap Growth Fund Victory Capital · Mutual fund | $257K | 1.6% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $228K | 1.4% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.