Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP4+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $115,698 |
Service code 27 · EIN 36-4291971 | Advisory (Plan) | $69,983 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
21 funds of $250K or more; 14 lines in all, holding $28.8M of the plan's $30.9M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 43% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $12.3M | 42.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.9M | 13.4% |
| AB US Large Cap Growth CIT AllianceBernstein · Collective trust | $2.5M | 8.5% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $1.7M | 6.1% |
| Galliard Stable Return PN Allspring · Collective trust | $1.7M | 5.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $1.6M | 5.6% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $1.2M | 4.2% |
| Fidelity Total Bond Fund Fidelity (FMR) · Mutual fund | $1.1M | 3.9% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $840K | 2.9% |
| Allspring Special Small Cap Value Fund Allspring · Mutual fund | $594K | 2.1% |
Added 1 fund. Moved 1 fund from mutual fund to collective trust.
| Fund | Year-end value |
|---|---|
| Mutual fund to collective trustAB Large Cap Growth Fund Inc to AB US Large Cap Growth CIT | $2.1M to $2.5M |
| AddedVanguard Federal Money Market Fund Investor Shares | $1.2M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.