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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $107,311 |
ROTHSCHILD ASSET MANAGEMENT6 years Filed as: ROTHSCHILD INVESTMENT CORP Service code 27 · EIN 36-2708660 | Advisory (Plan) | $35,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,186 | $122,128-31.1% | $147,080-42.8% | $199,960-57.9% |
| Participation rate | 96.6% | 78.2%+18.4pp | 82.2%+14.4pp | 72.0%+24.6pp |
| Annual return | 21.39% | 30.58%-9.2pp | 420.17%-398.8pp | 34.28%-12.9pp |
| Employer contribution / active EE | $4,132 | $4,093+1.0% | $4,933-16.2% | $3,036+36.1% |
| Participant deferral / active EE | $15,588 | $8,484+83.7% | $8,066+93.3% | $5,087+206.4% |
| Admin fee / account holder | $106 | $180-41.2% | $12,989-99.2% | $269-60.8% |