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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $18,509 |
Service code 17 · EIN 13-5674085 | Pension Consulting | $15,379 |
BAKER TILLY US, LLP6 years Service code 10 · EIN 30-1413443 | Accounting | $11,540 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
12 funds of $250K or more; 18 lines in all, holding $9.8M of the plan's $10.0M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 68% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $6.6M | 67.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 11.3% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $604K | 6.2% |
| PIMCO RAE US Small Fund PIMCO (Allianz) · Mutual fund | $550K | 5.6% |
| New World Fund Inc Mutual Funds Manager not matched · Mutual fund | $217K | 2.2% |
| iShares MSCI EAFE International N/R BlackRock · ETF Index | $178K | 1.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $75K | 0.8% |
| MFS Institutional Trust MFS (Sun Life) · Collective trust | $68K | 0.7% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $64K | 0.7% |
| Putnam Large Cap Value Fund Franklin Templeton · Mutual fund | $61K | 0.6% |
Dropped 4 funds, likely replaced 2 funds. Moved to another target-date series.
| Fund | Year-end value |
|---|---|
| Target-date switchT. Rowe Price Retirement 2055 Fund to Principal LifeTime 2050 Trust | $4.6M to $6.6M |
| ReplacedHighMFS Growth Fund R6 to JPMorgan Large Cap Growth Fund | $669K to $604K |
| DroppedJPMorgan Mid Cap Growth Fund | $663K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.