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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 47-3030907 5350 POPLAR AVENUE · MEMPHIS, TN 38119 | Advisory (Participants) | $14,758 |
Filed as: B. RILEY WEALTH ADVISORS, INC. Service code 26 · EIN 91-1648671 40 S. MAIN STREET · MEMPHIS, TN 38104 | Advisory (Participants) | $9,456 |
JOHN HANCOCK LIFE INSURANCE COMPANY10+ years Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $3,024 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,090 | $29,525+25.6% | $56,033-33.8% | $77,736-52.3% |
| Participation rate | 50.4% | 32.7%+17.7pp | 52.5%-2.1pp | 70.6%-20.2pp |
| Annual return | 12.86% | 18.90%-6.0pp | 1711.38%-1698.5pp | 31.26%-18.4pp |
| Employer contribution / active EE | $1,004 | $569+76.4% | $1,041-3.5% | $2,728-63.2% |
| Participant deferral / active EE | $1,509 | $1,062+42.1% | $1,954-22.8% | $4,651-67.6% |
| Admin fee / account holder | $186 | $1,040-82.1% | $2,827-93.4% | $433-57.0% |